01Brokerage operations
Keep the trade moving.
Manage orders, execution records and settlement in one place. Keep the next action clear for every team.
- Order management
- Trade capture
- Settlement
- Corporate actions
FrankOS / The brokerage back office
One system.
The whole operation.
Run the work behind your brokerage with a connected view of clients, trading, controls and financial records.
See FrankOS in actionACTUAL PLATFORM VIEWS / DEMO DATA
A shared operational foundation
Every team has its role.
Everyone has the same picture.
FrankOS connects the client record to the operational and financial work that follows. Information stays in context as work moves between teams.
02Client service & CRM
Know the client behind the account.
Bring onboarding, account information, conversations and service history into a shared client view.
- Digital onboarding
- Client 360
- Service requests
- Tasks and complaints
03Risk & compliance
Put controls into daily work.
Support KYC and AML reviews, track exceptions and follow issues through to resolution with a clear record of decisions.
- KYC and AML workflows
- Monitoring
- Approvals
- Audit trails
04Finance & reconciliation
Keep the numbers connected.
Connect client money, fees and ledger entries to the activity behind them. Review differences and close with confidence.
- Client money
- Fees and commissions
- General ledger
- Reconciliation
Control in the workflow
Accountability,
built into the work.
Clear access, review steps and records help teams work consistently as the business grows.
Role-based access
Give team members access that reflects their responsibilities.
Structured approvals
Keep review and authorization part of the operational process.
A traceable record
Follow actions, decisions and exceptions through their history.
A better foundation
Let’s talk about
your brokerage.
See how FrankOS fits your team,
your processes and your next stage.